Russell J. Mandrino
Professional summary
Russell Joseph Mandrino is a registered financial advisor currently at HIGH FALLS ADVISORS, INC. located in Rochester, New York.
Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Russell has worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Russell Joseph Mandrino's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2014 - Present
HIGH FALLS ADVISORS, INC.
Office #1: 180 South Clinton Ave Suite 300, Rochester, NY 14604June 28, 2013 - December 4, 2017
LEIGH BALDWIN & CO., LLC
July 29, 2011 - June 28, 2013
WALL STREET FINANCIAL GROUP, INC.
July 29, 2011 - June 28, 2013
WALL STREET FINANCIAL GROUP, INC.
October 1, 2007 - August 1, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
February 22, 2007 - August 1, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
July 16, 2003 - February 16, 2007
SAGE, RUTTY & CO., INC.
Primary Firm SEC Registration
HIGH FALLS ADVISORS, INC.
CRD#: 108678 / SEC#: 801-34161
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/2/2021)
(7/29/2014)
Exams
Current Firm
HIGH FALLS ADVISORS, INC.
CRD#: 108678 / SEC#: 801-34161
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,762 |
| AUM (Assets Under Management) | $ 607,043,854 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/29/2025 | ||
| 09/20/2024 | ||
| 02/12/2024 | ||
| 02/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HIGH FALLS ADVISORS, INC.
CRD#: 108678Rochester, NY 14604TRUST BUT VERIFY
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