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AG

Adrian T. Gergley

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CRD#: 3238951
AG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adrian Todd Gergley, who also goes by Todd Gergley, was a registered financial professional .

Adrian is a previously registered financial professional and started their career in finance in 1999. Adrian had worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Todd Gergley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 2012 - February 25, 2017

JBS LIBERTY SECURITIES, INC.

BD
CRD#: 36179
GREENVILLE, SC
Past

May 9, 2011 - December 31, 2011

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
GREENVILLE, SC
Past

August 14, 1999 - June 30, 2009

SECURITIES MANAGEMENT & RESEARCH, INC.

BD
CRD#: 759
FRANKLIN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/25/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/12/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/3/2007
Investment Company Products/Variable Contracts Principal Examination

Current Firm

JL
JBS LIBERTY SECURITIES, INC.
CENTURA SECURITIES, INC. | RBC CENTURA SECURITIES, INC. | RBC CENTURA SECURITIES INC. | JONES BAINS SIDES INVESTMENT GROUP, INC | JBS LIBERTY SECURITIES, INC.

CRD#: 36179 / SEC#: , 8-47036

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
708 Mclain Road, Kannapolis, NC 28083
Mailing Address
708 Mclain Road, Kannapolis, NC 28083
Phone number
(704) 295-6692
Established
North Carolina since 01/27/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE SYNERGY HOLDING GROUP, INCOWNER
JONES, JEFFREY DEANPRESIDENT4188324
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
VANHAMME, TRACY MFINANCIAL & OPERATIONS PRINCIPAL/CFO5378592

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JBS LIBERTY SECURITIES, INC.

CRD#: 36179

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