Steven M. Clisch

ACE MANAGEMENT

DeWitt, MI

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CRD#: 3238880

Professional summary

Steven Michael Clisch, CFP®, who also goes by Steven Clisch, is a registered financial advisor currently at ACE MANAGEMENT located in Dewitt, Michigan.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Steven has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Clisch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Greenstone Financial Planning, LLC. May involve Financial Investment recommendations. Address: 1760 Abbey Rd. Suite 200 East Lansing, MI 48823. Nature of Business: Fee Based Financial Planning. Position: Financial Planner. Title: Certified Financial Planner Professional. Start Date: 8/2024. Hours: 10 monthly and 2-4 during trading hours. Duties: Develop and present financial plans to current and potential clients for a fee. Name: Clisch Financial Planning, LLC. May involve Financial Investment recommendations. Address: 1760 Abbey Rd. Suite 200 East Lansing, MI 48823. Nature of Business: Fee Based Financial Planning and Life Insurance. Position: Financial Planner, Insurance Agent. Title: Owner. Start Date: 8/2024. Hours: 10 monthly and 2-4 during trading hours. Duties: Develop and present financial plans to current and potential clients for a fee. Provide Life Insurance Commission when suitable and requested.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Clisch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

May 12, 2023 - Present

ACE MANAGEMENT

RIA

CRD#: 306881

DeWitt, MI

Past

December 8, 2021 - April 26, 2023

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

DEWITT, MI

Past

December 8, 2021 - April 26, 2023

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

DEWITT, MI

Past

March 18, 2010 - November 30, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DEWITT, MI

Past

September 2, 2009 - November 30, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

DEWITT, MI

Past

September 1, 1999 - December 8, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 1, 1999 - December 8, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ACE MANAGEMENT

ACE MANAGEMENT | ACE MANAGEMENT, LLC

CRD#: 306881 / SEC#:

Michigan

Registered Investment Advisory firm - (2/14/2020 Approved)

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Contact information

Main Address

1760 Abbey Rd 200, East Lansing, MI 48823

Mailing Address

Phone number

(517) 275-1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 13,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven M. Clisch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Clisch's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2009

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2009

Series 6

Date: 8/31/1999

Current Firm

ACE MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACE MANAGEMENT

TRUST BUT VERIFY

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