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RR

Robert L. Riesenbeck

ARCHER INVESTMENT
Cincinnati, OH 45248
Some features on this profile are disabled
CRD#: 3238799
RR

Professional summary

Robert Lawrence Riesenbeck, who also goes by Rob Riesenbeck, Robert Riesenbeck, is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Cincinnati, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rob Riesenbeck | Robert Riesenbeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Riesenbeck Financial Group Inc,Is Investment Related,"6020 Harrison Ave, Suite 9, CINCINNATI, OH, 45248, United States",INDEPENDENT INSURANCE AGENT SERVICES,PRESIDENT,2010-12-01,1 hours per month,0 hours per month during trading hours,Commission Compensation,ANNUITY AND LIFE INSURANCE 2) Riesenbeck & CO CPA,Is Not Investment Related,"6020 Harrison Ave, Suite 9, CINCINNATI, OH, 45248, United States",CPA FIRM,PRESIDENT,2004-02-01,20 hours per month,1 hours per month during trading hours,Salary Compensation,"CPA FIRM, TAX PREP, ACCOUNTING, PAYROLL"

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lawrence Riesenbeck's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2022 - Present

ARCHER INVESTMENT CORPORATION

Office #1: 6020 Harrison Avenue Suite 9, Cincinnati, OH 45248
RIA
CRD#: 136403
Cincinnati, OH
Past

December 24, 2020 - November 1, 2022

SILVER OAK SECURITIES, INCORPORATED

RIA
CRD#: 46947
Cincinnati, OH
Past

December 24, 2020 - November 1, 2022

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
Cincinnati, OH
Past

January 12, 2011 - December 17, 2020

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Cincinnati, OH
Past

January 11, 2011 - December 17, 2020

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Cincinnati, OH
Past

February 19, 2008 - January 12, 2011

SPC

RIA
CRD#: 110692
CINCINATTI, OH
Past

February 19, 2008 - January 12, 2011

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
CINCINATTI, OH
Past

May 22, 2007 - March 17, 2008

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
CINNCINNATI, OH
Past

September 27, 1999 - March 17, 2008

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA
Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(11/3/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/3/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/30/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/24/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA
Registered Investment Advisory firm - (8/12/2005 Approved)
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Contact information

Main Address
11711 N. College Ave Suite 200, Carmel, IN 46032
Mailing Address
Phone number
(317) 581-5664
Established
Firm type
Fiscal year end
# of Employees
82

SEC notice filing (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management

Total Number of Accounts5,640
AUM (Assets Under Management)$ 900,511,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCHER INVESTMENT CORPORATION

CRD#: 136403Cincinnati, OH 45248

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