Jeremy J. Gardner

VANTAGE FINANCIAL PARTNERS

Elm Grove, WI 53122

Some features on this profile are disabled

CRD#: 3238770

Professional summary

Jeremy James Gardner is a registered financial advisor currently at VANTAGE FINANCIAL PARTNERS, LLC located in Elm Grove, Wisconsin.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeremy has worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

If You Build It LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Own office buildings that Vantage rents for RIA business; 30% owner; 2/2021 start date; 2% of time devoted to other business; 0 hours during trading hours; passive investment. VF Enterprise LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Manager and ownership group of Vantage Financial Partners, LLC.; 8.9% owner; 2/2021 start date; 2% of time devoted to other business; 0 hours during trading hours; passive investment. VF Tax Service LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Provides tax preparation services; 25% owner; 1/2023 start date; 5 hours/month devoted to other business; 2-5 hours during trading hours VF Ventures LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Manages private equity and similar funds and pooled investment vehicles; 12.5% owner; 4/2023 start date;15 hours/month devoted to other business; 2-5 hours during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy James Gardner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2021 - Present

VANTAGE FINANCIAL PARTNERS, LLC

Office #1: 13230 Watertown Plank Road, Elm Grove, WI 53122

RIA

CRD#: 315828

Elm Grove, WI

Past

September 25, 2019 - August 19, 2021

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Elm Grove, WI

Past

October 1, 2013 - September 25, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

ELM GROVE, WI

Past

September 9, 2013 - September 25, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

ELM GROVE, WI

Past

August 15, 2005 - April 10, 2008

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

SIOUX FALLS, SD

Past

April 12, 2005 - April 10, 2008

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

SIOUX FALLS, SD

Past

May 9, 2001 - September 10, 2004

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

January 26, 2000 - May 15, 2001

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

July 9, 1999 - January 5, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 9, 1999 - January 5, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE FINANCIAL PARTNERS, LLC

VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC

CRD#: 315828 / SEC#: 801-122083

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/12/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2013

General Securities Representative Examination

Current Firm

VANTAGE FINANCIAL PARTNERS, LLC

VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC

CRD#: 315828 / SEC#: 801-122083

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13230 Watertown Plank Road, Elm Grove, WI 53122

Mailing Address

13230 Watertown Plank Road, Elm Grove, WI 53122

Phone number

(262) 439-8587

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR VANTAGE FINANCIAL PARTNERS, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,118
AUM (Assets Under Management)	$ 810,716,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeremy J. Gardner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy James Gardner's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT ADVISOR NETWORK, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

ADVEST, INC.

FERRIS, BAKER WATTS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

VANTAGE FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2013

Series 63

Date: 9/23/2013

Series 66

Date: 8/12/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2013

Current Firm

VANTAGE FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors