Willard E. May
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willard Earl May was a registered financial professional .
Willard is a previously registered financial professional and started their career in finance in 1969. Willard had worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 1990 - September 4, 1991
COMMONWEALTH CHURCH FINANCE, INC.
August 29, 1983 - November 8, 1989
AMI SECURITIES, INC.
October 21, 1976 - November 11, 1977
A. B. CULBERTSON AND COMPANY
November 18, 1969 - July 15, 1974
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/27/1969
Registered Representative ExaminationSeries 40
Date: 1/18/1972
Registered Principal ExaminationCurrent Firm
COMMONWEALTH CHURCH FINANCE, INC.
CRD#: 11768 / SEC#: , 8-26825
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MURPHY, JAMES ROCKNE SR | REGISTERED REPRESENTATIVE | 2183457 |
| NORTH, RONALD WILLIAM | REGISTERED REPRESENTATIVE | 1571769 |
| UNRUH, DWAINE EDWIN | VICE PRESIDENT, DIRECTOR | 451720 |
| LANKFORD, ROGER DWIGHT | SENIOR VICE PRESIDENT, DIRECTOR | 1362223 |
| MCGINNIS, SARAH H | CHIEF COMPLIANCE OFFICER, DIRECTOR | 3237797 |
| SIEGEL, JEFFREY STEVEN | CHIEF FINANCIAL OFFICER, FINOP, PRESIDENT, MANAGING PRINCIPAL, TREASURER | 1190934 |
| TURNER, AARON DAVID | VICE PRESIDENT | 2139382 |
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
