Jody C. Meraz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jody C. Meraz, who also goes by Jody Christopher Meraz, Joe Meraz, was a registered financial professional .
Jody is a previously registered financial professional and started their career in finance in 1999. Jody had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - July 12, 2023
KAYNE ANDERSON FUND ADVISORS, LLC
January 12, 2015 - July 12, 2023
KAYNE ANDERSON CAPITAL ADVISORS LP
September 18, 2006 - July 12, 2023
KA FUND ADVISORS, LLC
February 6, 2006 - December 31, 2014
KAYNE ANDERSON CAPITAL ADVISORS LP
June 23, 1999 - October 22, 1999
RIVERSTONE WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KAYNE ANDERSON FUND ADVISORS, LLC
CRD#: 306062 / SEC#: 801-117730
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
