Ryan R. Wells

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

Denver, CO

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CRD#: 3238125

Professional summary

Ryan R Wells is a registered financial advisor currently at DIVERGENT CAPITAL ASSET MANAGEMENT LLC located in Denver, Colorado.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ryan has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: PRISM FINANCIAL STRATEGIES LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 05/10/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan R Wells's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2024 - Present

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

RIA

CRD#: 324549

Denver, CO

Past

May 10, 2023 - January 25, 2024

INTEGRATED WEALTH CONCEPTS LLC

RIA

CRD#: 284656

ENGLEWOOD, CO

Past

March 13, 2020 - December 14, 2023

PRISM FINANCIAL STRATEGIES, LLC

RIA

CRD#: 289033

ENGLEWOOD, CO

Past

January 31, 2018 - February 7, 2018

ADVISORY CONSULTING GROUP LLC

RIA

CRD#: 142666

DENVER, CO

Past

January 30, 2018 - July 6, 2020

STRATEGIES CAPITAL MANAGEMENT

RIA

CRD#: 114035

DENVER, CO

Past

October 20, 2014 - December 26, 2017

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SAN FRANCISCO, CA

Past

October 20, 2014 - December 26, 2017

RBC CAPITAL MARKETS, LLC

CRD#: 31194

SAN FRANCISCO, CA

Past

May 5, 2014 - October 20, 2014

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

ORINDA, CA

Past

May 2, 2014 - October 20, 2014

SANCTUARY SECURITIES LLC

CRD#: 144091

MILL VALLEY, CA

Past

August 6, 2002 - April 1, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

August 6, 2002 - April 1, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

September 6, 2001 - July 30, 2002

ROBERTSON STEPHENS, INC.

RIA

CRD#: 41271

SAN FRANCISCO, CA

Past

October 20, 2000 - July 30, 2002

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/31/2024)

IAR

Florida
(3/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/26/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2000

General Securities Representative Examination

Current Firm

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

CRD#: 324549 / SEC#:

California

Registered Investment Advisory firm - (11/27/2023 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2024 Approved)

Florida

Registered Investment Advisory firm - (9/12/2023 Approved)

Georgia

Registered Investment Advisory firm - (4/20/2023 Approved)

Louisiana

Registered Investment Advisory firm - (9/18/2023 Approved)

Texas

Registered Investment Advisory firm - (11/9/2023 Approved)

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Contact information

Main Address

3785 Nw 82nd Avenue Unit 304, Doral, FL 33166

Mailing Address

Phone number

(800) 834-6549

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 35,739,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan R. Wells

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan R Wells's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED WEALTH CONCEPTS LLC

PRISM FINANCIAL STRATEGIES, LLC

ADVISORY CONSULTING GROUP LLC

STRATEGIES CAPITAL MANAGEMENT

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

CROSSPOINT CAPITAL MANAGEMENT

SANCTUARY SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ROBERTSON STEPHENS, INC.

ROBERTSON STEPHENS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2001

Series 63

Date: 3/6/2001

SIE

Date: 12/26/2017

Series 7

Date: 10/19/2000

Current Firm

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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