MU
Mark E. Urban
CL WEALTH MANAGEMENT LLC
Naples, FL
Some features on this profile are disabled
CRD#: 3238095
MU
Professional summary
Mark Edward Urban, who also goes by Mark E Urban, is a registered financial advisor currently at CL WEALTH MANAGEMENT LLC located in Naples, Florida and CABOT LODGE SECURITIES LLC located in Naples, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark E Urban
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. URBAN WEALTH ADVISORS, LLC. THIS IS MY DBA THROUGH WHICH I DO ALL INVESTMENT/INSURANCE RELATED BUSINESS. THIS DBA IS FOR ACCOUNTING PURPOSES ONLY. NAPLES, FL. OWNER 09/01/2011. I SPEND 35 HOURS DURING TRADING HOURS ON THIS BUSINESS. SALES/MONEY MANAGEMENT. 2. URBAN OIL CONSULTANTS LLC/ NAPLES, FL/ SINCE FEB 2013/ 50-OWNER WITH WIFE and 50% OWNER NON AFFILIATED PARTNER/INVESTS IN OIL WELLS AND MINERAL RIGHTS/ DEVOTES 1 HOUR PER WEEK.
3.BLACK LXXIX LIC, NAPLES, FL, NON�?,�,-INVESTMENT RELATED, JOINT WITH WIFE, OWNERSHIP OF MINERAL RIGHTS IN GAVLESTON,TEXAS, OWNER, 5/2016, 2 HOURS PER MONTH,NO DUTIES.
4. URBAN INVESTMENTS LLC, NAPLES, FL, NON -INVESTMENT RELATED, INVESTMENTS �?,�,NO OPERATING, OWNER, 9/2016, THIS IS AN INVESTMENT ACCOUNT FOR MY FAMILY PARTNERSHIP. IT IS NOT AN OPERATING COMPANY AND AS OF YET HAS NO CURRENT ASSETS.
5. URBAN OIL CONSULTANTS II LLC, NAPLES, FL, NON-INVESTMENT RELATED, OWNED WITH WIFE, 10�?,�,1�?,�,2016, TO DATE NO COMPENSATION OR CONTRACTS INTENDS TO ACQUIRE MINERAL RIGHTS.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Urban's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2011 - Present
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
Naples, FL
Current
June 19, 2013 - Present
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
Naples, FL
Past
October 3, 2011 - July 16, 2013
ALLIED BEACON PARTNERS, INC.
BD
CRD#: 46227
MARCO ISLAND, FL
Past
July 10, 2007 - September 30, 2011
WORKMAN SECURITIES CORPORATION
RIA
CRD#: 31898
MARCO ISLAND, FL
Past
July 11, 2005 - September 30, 2011
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
MARCO ISLAND, FL
Past
August 25, 2004 - October 20, 2004
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
August 12, 1999 - August 13, 2004
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2013)
IAR
Alabama(7/29/2019)
RR
California(1/31/2023)
IAR
Florida(11/4/2011)
RR
Florida(7/25/2013)
RR
Georgia(6/20/2013)
IAR
Georgia(1/29/2021)
RR
Illinois(9/8/2023)
RR
Massachusetts(10/16/2023)
RR
Michigan(6/19/2013)
RR
Nevada(1/20/2023)
RR
New Hampshire(1/7/2025)
RR
New Jersey(6/19/2013)
RR
North Carolina(7/25/2016)
IAR
North Carolina(2/1/2023)
RR
Pennsylvania(5/8/2023)
IAR
Pennsylvania(5/8/2023)
RR
Rhode Island(10/17/2023)
RR
South Carolina(6/19/2013)
IAR
South Carolina(7/29/2019)
RR
Virginia(6/21/2013)
IAR
Virginia(11/10/2022)
RR
Washington(4/18/2016)
RR
Wisconsin(7/29/2013)
IAR
Wisconsin(7/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173
Mailing Address
Phone number
(212) 388-6200
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,073 |
| AUM (Assets Under Management) | $ 628,729,517 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
