Joseph F. Eschleman

TOWERPOINT WEALTH

Sacramento, CA 95814

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CRD#: 3237843

Professional summary

Joseph Frederick Eschleman, CIMA®, who also goes by Joe Eschleman, is a registered financial advisor currently at TOWERPOINT WEALTH, LLC located in Sacramento, California and PURSHE KAPLAN STERLING INVESTMENTS located in Sacramento, California.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Eschleman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RESIDENTIAL RENTAL PROPERTIES - INVESTMENT-RELATED - SACRAMENTO, CA - RESIDENTIAL RENTAL PROPERTIES - OWNER - 5/1999 - APPROX 2 HRS/MONTH (0 HRS/MONTH DURING TRADING HRS) - OWN VARIOUS RESIDENTIAL RENTAL PROPERTIES. 2. PKS Financial. Investment Related. 80 State St, Albany, NY 12207. Fixed Insurance. Agent. 05/2017. 5 Hrs/Mo; All During Trading Hours. Fixed Insurance. 3. Towerpoint Wealth, LLC. Investment Related. 500 Capitol Mall, Suite 1060, Sacramento CA 95814. RIA. President. Start 05/2017. 160 hours per month during trading. President and IAR or Towerpoint Wealth. 4. Eaglebrook Advisors. Investment Related 1111 Brickell Ave 10th Fl Miami FL 33131. Cryptocurrency. Advisor. Start 6/8/2022. 2 hours/2 hours. Advise clients on inve3sting with crypto currency through Eaglebrook.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frederick Eschleman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 30, 2017 - Present

TOWERPOINT WEALTH, LLC

Office #1: 500 Capitol Mall Suite 2350, Sacramento, CA 95814

RIA

CRD#: 288593

Sacramento, CA

Current

August 10, 2017 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 500 Capitol Mall Suite 1060, Sacramento, CA 95814

CRD#: 35747

Sacramento, CA

Past

July 1, 2003 - May 24, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SACRAMENTO, CA

Past

July 1, 2003 - May 24, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SACRAMENTO, CA

Past

September 29, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 11, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOWERPOINT WEALTH, LLC

CASPIAN ADVISORS, LLC | TOWERPOINT WEALTH, LLC

CRD#: 288593 / SEC#: 801-110596

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(5/30/2017)

California
(8/10/2017)

Pennsylvania
(8/11/2017)

Tennessee
(8/4/2023)

IAR

Texas
(9/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TOWERPOINT WEALTH, LLC

CASPIAN ADVISORS, LLC | TOWERPOINT WEALTH, LLC

CRD#: 288593 / SEC#: 801-110596

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

500 Capitol Mall Suite 2060, Sacramento, CA 95814

Mailing Address

Phone number

(916) 405-9140

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TOWERPOINT WEALTH, LLC (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,390
AUM (Assets Under Management)	$ 470,002,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph F. Eschleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frederick Eschleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

TOWERPOINT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/1999

Series 63

Date: 7/21/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1999

FINRA

Current Firm

TOWERPOINT WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOWERPOINT WEALTH, LLC

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