Hector A. May
Professional summary
Hector Anthony May was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Hector is a previously registered financial advisor and started their career in finance in 1973. Prior to being barred, Hector had worked at 5 firms, which includes EXECUTIVE COMPENSATION PLANNERS INC., SECURITIES AMERICA INC., PRIME CAPITAL SERVICES INC., EQUITABLE ADVISORS LLC, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - November 4, 2013
EXECUTIVE COMPENSATION PLANNERS, INC.
August 25, 1998 - March 16, 2018
SECURITIES AMERICA, INC.
July 29, 1994 - June 30, 1998
SECURITIES AMERICA, INC.
December 9, 1992 - August 4, 1994
PRIME CAPITAL SERVICES, INC.
October 20, 1980 - November 24, 1992
EQUITABLE ADVISORS, LLC
June 12, 1973 - November 24, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Exams
Series 1
Date: 6/7/1973
Registered Representative ExaminationCurrent Firm
EXECUTIVE COMPENSATION PLANNERS, INC.
CRD#: 116375 / SEC#:
Contact information
Red Flags
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