Illana D. Leiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Illana Devorah Leiser, who also goes by Illana D Leiser, was a registered financial professional .
Illana is a previously registered financial professional and started their career in finance in 1999. Illana had worked at 8 firms and has passed the Series 65, Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2011 - February 2, 2012
RODMAN & RENSHAW, LLC
March 13, 2007 - August 10, 2007
PULSE TRADING, INC.
March 12, 2007 - August 14, 2007
TELSEY HOLDINGS LLC
May 10, 2005 - October 19, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 2, 2005 - October 19, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 5, 2004 - September 27, 2004
SPIRE WEALTH MANAGEMENT, LLC
June 11, 2004 - October 6, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 15, 2000 - September 9, 2003
NEUBERGER BERMAN BD LLC
July 20, 1999 - November 2, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RODMAN & RENSHAW, LLC
CRD#: 16415 / SEC#: , 8-33862
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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