Mitchell R. Owen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Raymond Owen, CFP®, who also goes by Mitchell Owen, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1999. Mitchell had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
July 20, 2020 - May 13, 2025
CORNERSTONE PLANNING GROUP
May 13, 2003 - August 7, 2020
EAGLE STRATEGIES LLC
July 22, 1999 - August 7, 2020
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
CORNERSTONE PLANNING GROUP
CRD#: 307189 / SEC#: 801-118222
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE PLANNING GROUP
CRD#: 307189 / SEC#: 801-118222
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,646 |
| AUM (Assets Under Management) | $ 650,035,096 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
