Michael Robert Reese | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Robert Reese was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 25, 2021 - May 3, 2021

KINETIC INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 283034

LOS ANGELES, CA

Past

March 6, 2020 - March 26, 2021

MSF INVESTMENT ADVISORY LLC.

RIA

CRD#: 166649

NEWTOWN, CT

Past

December 24, 2014 - August 15, 2019

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

DALLAS, TX

Past

December 24, 2014 - August 15, 2019

SECURITIES AMERICA, INC.

BD

CRD#: 10205

DALLAS, TX

Past

March 25, 2013 - December 1, 2014

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

DALLAS, TX

Past

March 5, 2013 - December 1, 2014

INTEGRITY ALLIANCE, LLC.

BD

CRD#: 139627

DALLAS, TX

Past

March 2, 2012 - March 14, 2012

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

HOUSTON, TX

Past

March 2, 2012 - March 14, 2012

INTEGRITY ALLIANCE, LLC.

BD

CRD#: 139627

HOUSTON, TX

Past

February 8, 2011 - March 7, 2012

FSC SECURITIES CORPORATION

BD

CRD#: 7461

MAGNOLIA, TX

Past

December 19, 2008 - February 11, 2011

QA3 FINANCIAL CORP.

BD

CRD#: 14754

DALLAS, TX

Past

December 3, 2008 - March 6, 2012

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

DALLAS, TX

Past

October 13, 2006 - December 31, 2008

THE RETIREMENT GROUP

RIA

CRD#: 123102

SPRING, TX

Past

July 12, 2006 - October 4, 2006

SSN ADVISORY, INC.

RIA

CRD#: 126090

SPRING, TX

Past

June 29, 2006 - December 2, 2008

SECURITIES SERVICE NETWORK, LLC

BD

CRD#: 13318

MAGNOLIA, TX

Past

July 26, 2005 - October 6, 2005

IDS LIFE INSURANCE COMPANY

BD

CRD#: 6321

MINNEAPOLIS, MN

Past

July 26, 2005 - October 6, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

MINNEAPOLIS, MN

Past

June 9, 2005 - October 6, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

THE WOODLANDS, TX

Past

February 27, 2003 - June 21, 2004

COMERICA SECURITIES

RIA

CRD#: 17079

HOUSTON, TX

Past

November 15, 2000 - June 21, 2004

COMERICA SECURITIES

BD

CRD#: 17079

DETROIT, MI

Past

July 20, 1999 - October 30, 2000

COASTAL SECURITIES, INC.

BD

CRD#: 27834

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KI

KINETIC INVESTMENT MANAGEMENT, INC.

CRD#: 283034 / SEC#: 801-118383

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

California

Registered Investment Advisory firm - (5/16/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 7/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/19/1999

General Securities Representative Examination

Current Firm

KI

KINETIC INVESTMENT MANAGEMENT, INC.

CRD#: 283034 / SEC#: 801-118383

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

California

Registered Investment Advisory firm - (5/16/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

633 W 5th Street Suite 1050, Los Angeles, CA 90071

Mailing Address

Phone number

(800) 711-4818

Established

Firm type

Fiscal year end

# of Employees

30

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-KINETIC INVESTMENT MANAGEMENT, INC. (9/10/2025)

Regulatory assets under management

Total Number of Accounts	2,857
AUM (Assets Under Management)	$ 348,218,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Reese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MSF INVESTMENT ADVISORY LLC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

FSC SECURITIES CORPORATION

QA3 FINANCIAL CORP.

THE RETIREMENT GROUP, LLC

THE RETIREMENT GROUP

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

COMERICA SECURITIES

COMERICA SECURITIES

COASTAL SECURITIES, INC.

Primary Firm SEC Registration

KINETIC INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2003

Series 63

Date: 7/26/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1999

Current Firm

KINETIC INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINETIC INVESTMENT MANAGEMENT, INC.

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