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Ryan Neel Bowers

CRD# 3237368·Registered 1999 - 2013
Barred: Ryan Neel Bowers was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Ryan Neel Bowers was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 1999 - 2013. Ryan had worked at 6 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

Past

ENVISO CAPITAL, LLCPast·CRD# 140542
RIA
San Diego, CA
January 17, 2007 - December 22, 2016
WFG INVESTMENTS, INC.Past·CRD# 22704
BD
San Diego, CA
March 25, 2009 - October 2, 2013
RAYMOND J. LUCIA COMPANIES, INC.Past·CRD# 115670
RIA
Scottsdale, AZ
September 20, 2000 - February 26, 2007
SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Scottsdale, AZ
September 30, 2002 - February 15, 2007
RJL FINANCIAL NETWORK, L.L.C.Past·CRD# 128074
RIA
Omaha, NE
April 21, 2004 - June 6, 2006
THE ADVISORS GROUP, INC.Past·CRD# 14035
RIA
San Diego, CA
May 3, 2002 - September 30, 2002
THE ADVISORS GROUP, INC.Past·CRD# 14035
BD
Bethesda, MD
August 2, 1999 - September 30, 2002

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Current Firm

WI
WFG INVESTMENTS, INC.

THE (WILSON) WILLIAMS FINANCIAL GROUP | WILLIAMS, BUCHANAN & COMPANY, INC. | WILLIAMS FINANCIAL GROUP | WFG INVESTMENTS, INC.

CRD#: 22704 / SEC#: 8-39928
BD
Terminated by SEC on 11/21/2017

Contact Information

Established

Texas since 06/08/1988

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
WILLIAMS FINANCIAL GROUPOWNER—
WILLIAMS, DAVID WILSONPRESIDENT/CHIEF COMPLIANCE OFFICER4178982
WILLIAMS, WILSON HENRYCHAIRMAN OF THE BOARD, CEO834161

Disclosures

Regulatory Event

23

Civil Event

1

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 1999About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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