Michael B. Mor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Boaz Mor, who also goes by Mike Mor, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2016 - June 13, 2018
ASHTON STEWART & CO., INC.
July 13, 2015 - July 20, 2016
TORINO CAPITAL LLC
October 15, 2014 - July 8, 2015
HAPOALIM SECURITIES USA, INC.
February 8, 2013 - June 3, 2014
OBEX SECURITIES LLC
March 11, 2010 - January 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 28, 1999 - October 22, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASHTON STEWART & CO., INC.
CRD#: 112386 / SEC#: , 8-53239
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASHTON STEWART INTERNATIONAL HOLDINGS, LLC | SHAREHOLDER | |
| BURMAN, ANATOLY | CEO/CCO | 1652002 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
