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JU

Jeffrey J. Urban

EQUITYZEN SECURITIES LLC
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 3237076
JU

Professional summary

Jeffrey J Urban, who also goes by Jeff James Urban, Jeffrey James Urban, Jeffrey Urban, is a registered financial professional currently at EQUITYZEN SECURITIES LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff James Urban | Jeffrey James Urban | Jeffrey Urban

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey J Urban's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 2025 - Present

EQUITYZEN SECURITIES LLC

Office #1: 30 Broad Street, Suite 1200, New York, NY 10004
BD
CRD#: 281820
NEW YORK, NY
Past

August 27, 2022 - July 11, 2025

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

July 28, 2021 - July 15, 2022

CARTA CAPITAL MARKETS, LLC

BD
CRD#: 304751
NEW YORK, NY
Past

February 29, 2008 - February 13, 2020

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

February 6, 2004 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

June 18, 2003 - February 6, 2004

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

September 24, 2001 - April 23, 2003

COMMERCE CAPITAL INVESTMENTS, INC.

BD
CRD#: 104163
PHILADELPHIA, PA
Past

September 19, 2001 - April 23, 2003

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
PHILADELPHIA, PA
Past

June 21, 1999 - September 14, 2001

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/26/2025)
RR
Alaska
(8/26/2025)
RR
Arizona
(8/26/2025)
RR
Arkansas
(8/26/2025)
RR
California
(8/26/2025)
RR
Colorado
(8/26/2025)
RR
Connecticut
(8/26/2025)
RR
Delaware
(8/26/2025)
RR
District of Columbia
(8/26/2025)
RR
Florida
(8/26/2025)
RR
Georgia
(8/26/2025)
RR
Hawaii
(8/26/2025)
RR
Idaho
(8/26/2025)
RR
Illinois
(8/26/2025)
RR
Indiana
(8/26/2025)
RR
Iowa
(8/26/2025)
RR
Kansas
(8/26/2025)
RR
Kentucky
(8/26/2025)
RR
Louisiana
(8/26/2025)
RR
Maine
(8/26/2025)
RR
Maryland
(8/26/2025)
RR
Massachusetts
(8/26/2025)
RR
Michigan
(8/26/2025)
RR
Minnesota
(8/26/2025)
RR
Mississippi
(8/26/2025)
RR
Missouri
(8/26/2025)
RR
Montana
(8/26/2025)
RR
Nebraska
(8/26/2025)
RR
Nevada
(8/26/2025)
RR
New Hampshire
(8/26/2025)
RR
New Jersey
(8/26/2025)
RR
New Mexico
(8/26/2025)
RR
New York
(8/26/2025)
RR
North Carolina
(8/26/2025)
RR
North Dakota
(8/26/2025)
RR
Ohio
(8/27/2025)
RR
Oklahoma
(8/26/2025)
RR
Oregon
(8/26/2025)
RR
Pennsylvania
(8/26/2025)
RR
Puerto Rico
(8/26/2025)
RR
Rhode Island
(8/26/2025)
RR
South Carolina
(8/26/2025)
RR
South Dakota
(8/26/2025)
RR
Tennessee
(8/26/2025)
RR
Texas
(8/26/2025)
RR
Utah
(8/26/2025)
RR
Vermont
(8/26/2025)
RR
Virgin Islands
(8/26/2025)
RR
Virginia
(8/26/2025)
RR
Washington
(8/26/2025)
RR
West Virginia
(8/26/2025)
RR
Wisconsin
(8/26/2025)
RR
Wyoming
(8/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/30/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/11/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/18/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/15/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EQUITYZEN SECURITIES LLC
EQUITYZEN SECURITIES LLC

CRD#: 281820 / SEC#: , 8-69689

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
30 Broad Street, Suite 1200, New York, NY 10004
Mailing Address
30 Broad Street, Suite 1200, New York, NY 10004
Phone number
(877) 490-6121
Established
Delaware since 09/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EQUITYZEN, INC.SOLE MEMBER
DAVDA, ATISH MBOARD MANAGER5349343
HASLETT, PHILIP EDWARDCEO5563192
HASLETT, PHILIP EDWARDBOARD MANAGER5563192
KADIA, SUJATA BOSECHIEF COMPLIANCE OFFICER5208336
ROCHE, PASCALFINOP5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUITYZEN SECURITIES LLC

CRD#: 281820New York, NY 10004

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