Yulin Li
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yulin Li, who also goes by Yulin Li, was a registered financial professional .
Yulin is a previously registered financial professional and started their career in finance in 1999. Yulin had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2021 - December 31, 2024
MAAGON ADVISORS INC
December 1, 2000 - December 31, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 21, 1999 - September 15, 1999
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
MAAGON ADVISORS INC
CRD#: 312458 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
