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DH

Danny S. Hood

Some features on this profile are disabled
CRD#: 3236852
DH

Professional summary

Danny Scott Hood was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Danny is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Danny had worked at 10 firms, which includes AGENCY COUNSELORS LLC, SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., BCG SECURITIES INC., LPL FINANCIAL LLC, VALIC FINANCIAL ADVISORS INC., EQUITY SERVICES INC., STRATEGIC ADVISERS LLC, FIDELITY BROKERAGE SERVICES LLC, A. G. EDWARDS & SONS INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Danny Hood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 14, 2015 - December 31, 2017

AGENCY COUNSELORS, LLC

RIA
CRD#: 281108
ATLANTA, GA
Past

March 4, 2015 - August 28, 2015

SUMMIT FINANCIAL GROUP INC

RIA
CRD#: 109485
ATLANTA, GA
Past

February 25, 2015 - August 28, 2015

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
ATLANTA, GA
Past

January 16, 2015 - February 25, 2015

BCG SECURITIES, INC.

RIA
CRD#: 70
Alphretta, GA
Past

December 11, 2014 - February 25, 2015

BCG SECURITIES, INC.

BD
CRD#: 70
Alphretta, GA
Past

October 23, 2012 - December 27, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
ALPHARETTA, GA
Past

October 18, 2012 - December 27, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
ALPHARETTA, GA
Past

January 4, 2011 - October 25, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
ATLANTA, GA
Past

December 21, 2010 - October 25, 2012

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
ATLANTA, GA
Past

June 10, 2009 - December 22, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
ATLANTA, GA
Past

June 4, 2009 - December 22, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

November 27, 2007 - June 5, 2009

EQUITY SERVICES, INC.

RIA
CRD#: 265
ATLANTA, GA
Past

November 16, 2007 - June 5, 2009

EQUITY SERVICES, INC.

BD
CRD#: 265
ATLANTA, GA
Past

August 23, 2006 - September 7, 2007

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
ATLANTA, GA
Past

March 16, 2001 - September 7, 2007

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ATLANTA, GA
Past

September 29, 2000 - January 26, 2001

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

July 16, 1999 - March 15, 2000

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/17/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/4/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/28/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1999
General Securities Representative Examination

Current Firm

AC
AGENCY COUNSELORS, LLC
AGENCY COUNSELORS, LLC

CRD#: 281108 / SEC#:

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Contact information

Main Address
1 Glenlake Parkway Suite 700, Atlanta, GA 30328
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AGENCY COUNSELORS, LLC

CRD#: 281108

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