Garry M. Mcdaniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garry Michael Mcdaniel II, who also goes by Garry Michael Mcdaniel, Mike Mcdaniel, was a registered financial professional .
Garry is a previously registered financial professional and started their career in finance in 1999. Garry had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2019 - March 27, 2026
SEALY INVESTMENT SECURITIES, LLC
February 10, 2017 - December 2, 2019
PTX SECURITIES, LLC
August 28, 2015 - January 18, 2017
ANTHEM SECURITIES, INC.
June 11, 2012 - November 13, 2013
COMMONWEALTH CAPITAL SECURITIES CORP.
September 9, 2011 - May 15, 2012
TRIAD ADVISORS LLC
August 25, 2011 - May 15, 2012
JACKSON WEALTH MANAGEMENT, LLC
November 30, 2009 - May 20, 2011
GOLDMAN SACHS & CO. LLC
March 4, 2008 - December 10, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
October 12, 2001 - December 20, 2007
CNL SECURITIES CORP.
August 22, 2001 - September 21, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 20, 1999 - February 20, 2001
IDS LIFE INSURANCE COMPANY
July 20, 1999 - February 20, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEALY INVESTMENT SECURITIES, LLC
CRD#: 300691 / SEC#: , 8-70340
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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