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GM

Garry M. Mcdaniel

SEALY INVESTMENT SECURITIES
DALLAS, TX 75206
Some features on this profile are disabled
CRD#: 3236802
GM

Professional summary

Garry Michael Mcdaniel II, who also goes by Garry Michael Mcdaniel, Mike Mcdaniel, is a registered financial professional currently at SEALY INVESTMENT SECURITIES, LLC located in Dallas, Texas.

Garry is registered as a RR (Registered Representative) and started their career in finance in 1999. Garry has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Garry Michael Mcdaniel | Mike Mcdaniel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Garry Michael Mcdaniel II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2019 - Present

SEALY INVESTMENT SECURITIES, LLC

Office #1: 5910 N. Central Expressway Suite 1700, Dallas, TX 75206
BD
CRD#: 300691
DALLAS, TX
Past

February 10, 2017 - December 2, 2019

PTX SECURITIES, LLC

BD
CRD#: 7735
PLANO, TX
Past

August 28, 2015 - January 18, 2017

ANTHEM SECURITIES, INC.

BD
CRD#: 42420
Peachtree Corners, GA
Past

June 11, 2012 - November 13, 2013

COMMONWEALTH CAPITAL SECURITIES CORP.

BD
CRD#: 39979
CLEARWATER, FL
Past

September 9, 2011 - May 15, 2012

TRIAD ADVISORS LLC

BD
CRD#: 25803
MANDEVILLE, LA
Past

August 25, 2011 - May 15, 2012

JACKSON WEALTH MANAGEMENT, LLC

RIA
CRD#: 147642
MANDEVILLE, LA
Past

November 30, 2009 - May 20, 2011

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

March 4, 2008 - December 10, 2008

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
KANSAS CITY, MO
Past

October 12, 2001 - December 20, 2007

CNL SECURITIES CORP.

BD
CRD#: 10356
ORLANDO, FL
Past

August 22, 2001 - September 21, 2001

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

July 20, 1999 - February 20, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 20, 1999 - February 20, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/11/2019)
RR
Arkansas
(12/12/2019)
RR
Florida
(2/11/2022)
RR
Georgia
(12/11/2019)
RR
Kentucky
(7/21/2020)
RR
Louisiana
(12/13/2024)
RR
Mississippi
(12/11/2019)
RR
North Carolina
(12/11/2019)
RR
Oklahoma
(12/11/2019)
RR
Puerto Rico
(8/2/2022)
RR
South Carolina
(12/12/2019)
RR
Tennessee
(2/24/2022)
RR
Virgin Islands
(3/23/2020)
RR
Virginia
(7/20/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/24/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/26/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SI
SEALY INVESTMENT SECURITIES, LLC
SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691 / SEC#: , 8-70340

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Mailing Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Phone number
(714) 812-1668
Established
Georgia since 12/19/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEALY & COMPANY, LLCDIRECT OWNER
BARAUSKY, PAUL MICHAELCHIEF DISTRIBUTION OFFICER2104993
CARTER, ANA ROUMENOVAFINOP, PFO, POO4424794
JACKSON, PETER LYNNPRESIDENT & CEO4276062
MARTIN, CHRISTINA MARIECHIEF COMPLIANCE OFFICER6228852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691Dallas, TX 75206

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