Steven John Dudash, CFP | Financial Professional | Chicago, Illinois

Professional summary

Steven John Dudash, CFP® is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in Chicago, Illinois and IHT SECURITIES, LLC located in Chicago, Illinois.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 06/27/2014 - S&L PROPERTIES/ REAL ESTATE RENTAL/ 0%/ TINLEY PARK, IL 2. 06/27/2014 - S&L PROPERTIES/ REAL ESTATE RENTAL/ 0%/ CLAIREDON HILLS, IL 3. 06/27/2014 - S&L PROPERTIES/ REAL ESTATE RENTAL/ 0%/ TINLEY PARK, IL. 4. 7/3/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - IHT WEALTH MANAGEMENT - CHICAGO, IL. 5. 7/22/2014: REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) IHT WEALTH MANAGEMENT LLC - TIME SPENT 90% - CHICAGO, IL. 6.. 1/9/2019 - No Business Name - Investment Related - 123 N Wacker Dr, Suite 2300, Chicago, IL 60606 - Real Estate Rental - Started 01/01/2019 - 0 Hours Per Month. 7. 5/9/2019 - IHT Securities, LLC - Investment Related - At Reported Business Location(s) - Limited Purpose BD - Acting CEO & Principal - Start Date: 04/01/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 8. Riverwalk Capital Partners LLC - Investment Advisor - 123 N. Wacker Dr., Ste 2300, Chicago, IL 60606 - CEO and Principal - Start Date - 09-13-2023 - 10 hours per month/10 hours during securities trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven John Dudash's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

July 1, 2014 - Present

IHT WEALTH MANAGEMENT LLC

Office #1: 123 N. Wacker Dr. Suite 2300, Chicago, IL 60606

RIA

CRD#: 171481

Chicago, IL

Current

January 22, 2021 - Present

IHT SECURITIES, LLC

Office #1: 123 N. Wacker Dr. Suite 2300, Chicago, IL 60606Office #2: 123 N Wacker Dr Suite 2300, Chicago, IL 60606

BD

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(7/1/2014)

RR

Illinois
(9/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Current Firm

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606

Mailing Address

Phone number

(855) 295-2828

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	23,131
AUM (Assets Under Management)	$ 6,376,084,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven J. Dudash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven John Dudash's CRS (Customer Relationship Summary).

Certified licenses

Experience

IHT SECURITIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

IHT WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/16/1999

SIE

Date: 10/1/2018

Series 31

Date: 8/1/2015

Series 7

Date: 6/1/1999

Series 51

Date: 8/14/2015

Series 24

Date: 4/21/2015

FINRA

Current Firm

IHT WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IHT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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