Edward A. Maxfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Atwood Maxfield, who also goes by Edwards Atwood Maxfield, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1970. Edward had worked at 7 firms and has passed the Series 1, Series 27, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 1988 - June 18, 2003
ANDRICK SECURITIES CORP.
June 10, 1986 - May 23, 1988
ILG SECURITIES CORPORATION
April 12, 1982 - July 29, 1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 8, 1982 - December 17, 1985
USLIFE EQUITY SALES CORP.
July 27, 1976 - January 31, 1980
ENTERPRISE FUND DISTRIBUTORS, INC.
July 8, 1974 - May 2, 1979
PIEDMONT CAPITAL CORPORATION
December 1, 1970 - July 21, 1974
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/15/1970
Registered Representative ExaminationSeries 00
Date: 11/23/1970
General Securities Principal ExaminationCurrent Firm
ANDRICK SECURITIES CORP.
CRD#: 20945 / SEC#: , 8-38578
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
