Richard J. Scardino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard J. Scardino, who also goes by Richard J Scardino, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1999. Richard had worked at 4 firms and has passed the Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2018 - January 16, 2019
BEACONS STRATEGIC CAPITAL, INC.
April 8, 2008 - June 22, 2018
EMPIRE EXECUTIONS, INC.
January 14, 2008 - April 8, 2008
OPPENHEIMER & CO. INC.
May 17, 1999 - January 14, 2008
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7A
Date: 6/25/2003
Floor Broker Representative ExamSeries 25
Date: 1/20/2000
NYSE Trading Assistant ExaminationCurrent Firm
BEACONS STRATEGIC CAPITAL, INC.
CRD#: 32754 / SEC#: , 8-41221
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
