MT
Monica M. Tennie
GLOBAL VIEW CAPITAL MANAGEMENT LLC
BROOKFIELD, WI 53005
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CRD#: 3236127
MT
Professional summary
Monica Mary Tennie, who also goes by Monica Mary Holland, Monica Mary Reindl, Monica M. Tennie, Monica Tennie, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Brookfield, Wisconsin.
Monica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Monica has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Monica Mary Holland | Monica Mary Reindl | Monica M. Tennie | Monica Tennie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2010; APPROX. 25 HRS/MO; APPROX. 15 HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-24-2013; APPROX. 100 ADVISORY HRS/MONTH; APPROX. 70 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] TENNIE ENTERPRISES; NOT INVESTMENT RELATED; ADDRESS: 910265 W. FOREST HOME AVENUE, HALES CORNERS, WI 53130; NATURE: SOLE PROPRIETORSHIP USED FOR BUSINESS TO PAY EMPLOYEES AND DOCUMENT BUSINESS EXPENSES FOR TAX PURPOSES; APPROX. 15-20 HRS/MO; APPROX. 10-15 HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: PAY INVOICES RELATED TO THE OFFICE, PAY EMPLOYEES AND MANAGED OFFICE EXPENDITURES. [4] LAWSON HOUSE BED & BREAKFAST; NOT INVESTMENT RELATED; ADDRESS: 10265 W. FORREST HOME AVENUE, HALES CORNERS, WI 53130; NATURE: BED AND BREAKFAST ENTITY; POSITION: OWNER; STARTED: 07-31-2015; APPROX. 80 HRS/MO; APPROX. 20 HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: TAKE GUEST RESERVATIONS, REGISTER GUESTS UPON ARRIVAL, PROVIDE BREAKFAST, INVOICE AND RECEIPT GUESTS FOR LODGING, GENERAL MAINTENANCE. [5] SOVEREIGN SELECT; NOT INVESTMENT RELATED; ADDRESS: 1339 W. MEQUON ROAD, MEQUON, WI 53092; NATURE: INSURANCE-MEDICARE & HEALTH; POSITION: INSURANCE AGENT-MEDICARE & HEALTH; STARTED: 05.15.2025; APPROX. 20 HRS/MONTH; APPROX. 20 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING AND SELLING HEALTH INSURANCE AND MEDICARE PLANS.
CRS (Client Relationship Summary) - RIA
Click below to view Monica Mary Tennie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 13500 W. Capitol Drive Suite 102, Brookfield, WI 53005RIA
CRD#: 158292
BROOKFIELD, WI
Past
January 2, 2014 - May 30, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Brookfield, WI
Past
November 3, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
MEQUON, WI
Past
November 3, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
MEQUON, WI
Past
July 17, 2006 - November 3, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
MEQUON, WI
Past
June 14, 2004 - August 23, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
WAUKESHA, WI
Past
April 12, 2002 - November 3, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
MEQUON, WI
Past
July 8, 1999 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Brookfield, WI 53005TRUST BUT VERIFY
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