Marcus Wagstaff

KEYSTONE FINANCIAL SERVICES

Omaha, NE 68114

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CRD#: 3236042

Professional summary

Marcus Wagstaff, who also goes by Marcus Jay Wagstaff, is a registered financial advisor currently at KEYSTONE FINANCIAL SERVICES, LLC located in Omaha, Nebraska and PRIVATE CLIENT SERVICES, LLC located in Omaha, Nebraska.

Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Marcus has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcus Jay Wagstaff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Wagstaff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2026 - Present

KEYSTONE FINANCIAL SERVICES, LLC

Office #1: 9802 Nicholas Street Suite 315a, Omaha, NE 68114

RIA

CRD#: 308397

Omaha, NE

Current

July 3, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 9802 Nicholas St Suite 315a, Omaha, NE 68114

RIA

CRD#: 120222

Omaha, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE FINANCIAL SERVICES, LLC

CRD#: 308397 / SEC#: 801-120787

RIA

Registered Investment Advisory firm - (4/14/2021 Approved)

Nebraska

Registered Investment Advisory firm - (6/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(2/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2026

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/3/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/22/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

KEYSTONE FINANCIAL SERVICES, LLC

CRD#: 308397 / SEC#: 801-120787

RIA

Registered Investment Advisory firm - (4/14/2021 Approved)

Nebraska

Registered Investment Advisory firm - (6/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2021 Terminated)

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Contact information

Main Address

9802 Nicholas Street Suite 315a, Omaha, NE 68114

Mailing Address

Phone number

(402) 392-1212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEYSTONE FINANCIAL SERVICES, LLC DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,530
AUM (Assets Under Management)	$ 192,794,638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marcus Wagstaff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Wagstaff's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEYSTONE FINANCIAL SERVICES, LLC

PRIVATE CLIENT SERVICES, LLC

Primary Firm SEC Registration

KEYSTONE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2026

Series 7TO

Date: 7/3/2025

SIE

Date: 3/22/2025

FINRA

Current Firm

KEYSTONE FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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