JL
Jessica Lozano
FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 3235903
JL
Professional summary
Jessica Lozano, who also goes by Jessica Janesch Lozano, Jessica L Masi, Jessica Lozano Masi, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Jessica is registered as a RR (Registered Representative) and started their career in finance in 2000. Jessica has worked at 5 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jessica Janesch Lozano | Jessica L Masi | Jessica Lozano Masi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CATHOLIC FOUNDATION; ADDRESS: 64 EAST BROADWAY, TUCSON, AZ 85701; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: GALA COMMITTEE MEMBER; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 9/26/2018; DUTIES: HELP ORGANIZE ANNUAL GALA; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
(2) DIOCESE OF TUCSON SCHOOL BOARD; ADDRESS: 64 EAST BROADWAY, TUCSON, AZ 85702; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: SCHOOL; CAPACITY: BOARD OF DIRECTORS; START DATE: 10/31/2018; DUTIES: ATTEND MONTHLY MEETINGS AND ENSURE THE SCHOOLS ARE FOLLOWING THE GUIDELINES AND PURPOSE OF GOALS; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
(3) DIOCESE OF TUCSON SCHOOL BOARD; ADDRESS: 64 EAST BROADWAY, TUCSON, AZ 85702; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: SCHOOL/PLANNING GALA EVENT; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 12/6/2018; DUTIES: ASSIST WITH PLANNING AND COORDINATING THE ANNUAL GALA, ATTENDING MEETINGS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
(4) Name of business: FBI Tucson Events Committee
Business Description: Networking and community events
Whether the business is investment-related: no
Address:1 S Church Ave Suite 600 Tucson, AZ 85701
Capacity: Committee/Council Member (not associated with the Board of Directors)
Start Date: 06/17/19
Duties: Help plan Tucson Events for FBI for community outreach
Hours devoted per month: 1
Hours devoted during securities hours per month: 0
CRS (Client Relationship Summary) - BD
Click below to view Jessica Lozano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
May 18, 2015 - March 15, 2024
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
PHOENIX, AZ
Past
May 18, 2015 - March 15, 2024
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
PHOENIX, AZ
Past
April 7, 2011 - July 7, 2014
MORGAN STANLEY
RIA
CRD#: 149777
TUCSON, AZ
Past
January 31, 2011 - July 7, 2014
MORGAN STANLEY
BD
CRD#: 149777
TUCSON, AZ
Past
February 27, 2008 - May 6, 2009
BGR FINANCIAL GROUP, LLC
RIA
CRD#: 144652
TUCSON, AZ
Past
May 6, 2002 - October 16, 2002
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
TUCSON, AZ
Past
May 2, 2001 - October 16, 2002
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
November 7, 2000 - June 8, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/21/2025)
RR
Alaska(3/21/2025)
RR
Arizona(3/18/2025)
RR
Arkansas(3/21/2025)
RR
California(3/21/2025)
RR
Colorado(3/21/2025)
RR
Connecticut(3/21/2025)
RR
Delaware(3/21/2025)
RR
District of Columbia(3/21/2025)
RR
Florida(3/21/2025)
RR
Georgia(3/21/2025)
RR
Hawaii(3/21/2025)
RR
Idaho(3/21/2025)
RR
Illinois(3/21/2025)
RR
Indiana(3/21/2025)
RR
Iowa(3/21/2025)
RR
Kansas(3/21/2025)
RR
Kentucky(3/21/2025)
RR
Louisiana(3/21/2025)
RR
Maine(3/21/2025)
RR
Maryland(3/21/2025)
RR
Massachusetts(3/21/2025)
RR
Michigan(3/21/2025)
RR
Minnesota(3/21/2025)
RR
Mississippi(3/21/2025)
RR
Missouri(3/21/2025)
RR
Montana(3/21/2025)
RR
Nebraska(3/21/2025)
RR
Nevada(3/21/2025)
RR
New Hampshire(3/21/2025)
RR
New Jersey(3/21/2025)
RR
New Mexico(3/21/2025)
RR
New York(3/21/2025)
RR
North Carolina(3/21/2025)
RR
North Dakota(3/21/2025)
RR
Ohio(3/24/2025)
RR
Oklahoma(3/21/2025)
RR
Oregon(3/21/2025)
RR
Pennsylvania(3/21/2025)
RR
Puerto Rico(3/21/2025)
RR
Rhode Island(3/21/2025)
RR
South Carolina(3/21/2025)
RR
South Dakota(3/21/2025)
RR
Tennessee(3/21/2025)
RR
Texas(3/21/2025)
RR
Utah(3/21/2025)
RR
Vermont(3/21/2025)
RR
Virgin Islands(3/21/2025)
RR
Virginia(3/21/2025)
RR
Washington(3/21/2025)
RR
West Virginia(3/21/2025)
RR
Wisconsin(3/21/2025)
RR
Wyoming(3/21/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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