Jessica Lozano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Lozano, who also goes by Jessica Janesch Lozano, Jessica L Masi, Jessica Lozano Masi, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2000. Jessica had worked at 5 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2025 - January 14, 2026
FIDELITY BROKERAGE SERVICES LLC
May 18, 2015 - March 15, 2024
RBC CAPITAL MARKETS, LLC
May 18, 2015 - March 15, 2024
RBC CAPITAL MARKETS, LLC
April 7, 2011 - July 7, 2014
MORGAN STANLEY
January 31, 2011 - July 7, 2014
MORGAN STANLEY
February 27, 2008 - May 6, 2009
BGR FINANCIAL GROUP, LLC
May 6, 2002 - October 16, 2002
RBC CAPITAL MARKETS, LLC
May 2, 2001 - October 16, 2002
RBC CAPITAL MARKETS, LLC
November 7, 2000 - June 8, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
