Timothy Nersten
Professional summary
Timothy Nersten, who also goes by Timothy Matthew Nersten, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Nersten's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 155 Seaport Blvd., Boston, MA 02210October 30, 2024 - January 29, 2025
MMM SECURITIES LLC
November 11, 2022 - July 3, 2024
TEMPLUM MARKETS LLC
January 14, 2022 - October 11, 2022
SECURITIZE MARKETS, LLC
March 22, 2007 - September 19, 2007
MILETUS TRADING, LLC
September 23, 2003 - January 17, 2020
LIQUIDNET, INC.
December 12, 2002 - May 20, 2003
SUNGARD GLOBAL EXECUTION SERVICES LLC
September 20, 2000 - September 10, 2003
NASDAQ EXECUTION SERVICES, LLC
June 7, 1999 - August 25, 2000
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 57TO
Passed: 1/2/2023
Securities Trader ExamSeries 6
Passed: 6/4/1999
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| KRUGMAN, JOSHUA D | HEAD OF BROKERAGE PRODUCT & OFFERINGS | 4461267 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 129 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
Monitor Timothy Nersten
Get automatic monthly alerts on: