Jan E. Conner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Ellen Conner, CFP®, who also goes by Jan Ellen Parker, Jan Ellen Shehadeh, Jan Shehadeh, Jan Ellen Whisnant, was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1999. Jan had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - January 3, 2022
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - January 3, 2022
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
November 3, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
November 3, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
December 16, 2005 - September 30, 2009
BMO HARRIS FINANCIAL ADVISORS, INC.
July 22, 2005 - December 31, 2005
HARRISDIRECT LLC
October 1, 2000 - April 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 29, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
