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Frank N. Lieggi

DOMANI INVESTMENTS
Sugar Land, TX
Some features on this profile are disabled
CRD#: 3235375
FL

Professional summary


Frank Nicholas Lieggi is a registered financial advisor currently at DOMANI INVESTMENTS INC. located in Sugar Land, Texas.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Frank has worked at 3 firms and has passed the Series 66, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fort Bend Christian Academy (since August, 2025) Position: Teacher; College; 20 Hours Weekly Address: 1250 7th Street, Sugar Land, TX 77478

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Frank Nicholas Lieggi's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 6, 2003 - Present

DOMANI INVESTMENTS INC.

RIA
CRD#: 124124
Sugar Land, TX
Past

February 7, 2003 - July 2, 2012

WBB SECURITIES, LLC

BD
CRD#: 118440
LA JOLLA, CA
Past

May 2, 2000 - February 10, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
SAN DIEGO, CA
Past

July 19, 1999 - February 10, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/6/2003)
IAR
Texas
(5/30/2017)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/11/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 8/12/1999
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


DI
DOMANI INVESTMENTS INC.
DOMANI INVESTMENTS INC. | DOMANI INVESTMENTS LLC

CRD#: 124124 / SEC#:

California
Registered Investment Advisory firm - (1/6/2003 Approved)
Texas
Registered Investment Advisory firm - (11/17/2022 Approved)
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Contact information


Main Address
Sugar Land, TX
Mailing Address
2245 Texas Dr. #300, Sugar Land, TX 77479
Phone number
(866) 436-6264
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts45
AUM (Assets Under Management)$ 8,817,303

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DOMANI INVESTMENTS INC.

CRD#: 124124Sugar Land, TX

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