Jack C. Worrell

CAROLINA PLANNING GROUP

Beaufort, SC

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CRD#: 3235294

Professional summary

Jack Carter Worrell, CFP®, who also goes by Jack Worrell, is a registered financial advisor currently at CAROLINA PLANNING GROUP LLC located in Beaufort, South Carolina.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jack has worked at 4 firms and has passed the Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Worrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Carter Worrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

August 25, 2009 - Present

CAROLINA PLANNING GROUP LLC

RIA

CRD#: 146168

Beaufort, SC

Past

May 8, 2009 - August 11, 2009

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BEAUFORT, SC

Past

October 27, 2006 - August 11, 2009

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BEAUFORT, SC

Past

January 17, 2000 - August 22, 2000

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

June 29, 1999 - March 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(8/25/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/26/2006

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/14/2000

General Securities Representative Examination

Current Firm

CAROLINA PLANNING GROUP LLC

CRD#: 146168 / SEC#:

South Carolina

Registered Investment Advisory firm - (8/25/2009 Approved)

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Contact information

Main Address

Beaufort, SC

Mailing Address

Po Box 1973, Beaufort, SC 29901

Phone number

(843) 379-3411

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 24,719,328

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jack C. Worrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Carter Worrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAROLINA PLANNING GROUP LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

FIRST UNION BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/2006

Series 6

Date: 10/26/2006

Series 7

Date: 1/14/2000

Current Firm

CAROLINA PLANNING GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAROLINA PLANNING GROUP LLC

TRUST BUT VERIFY

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