Kenneth A. Ciullo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Angelo Ciullo, who also goes by Ken Ciullo, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1999. Kenneth had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2012 - October 13, 2015
PLANMEMBER SECURITIES CORPORATION
May 31, 2011 - October 13, 2015
PLANMEMBER SECURITIES CORPORATION
January 5, 2009 - April 20, 2011
CHASE INVESTMENT SERVICES CORP.
September 15, 2008 - April 20, 2011
CHASE INVESTMENT SERVICES CORP.
July 19, 2006 - August 26, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 3, 2005 - August 4, 2006
WALNUT STREET SECURITIES, INC.
January 30, 2004 - September 30, 2005
KESTRA INVESTMENT SERVICES, LLC
October 18, 2002 - December 19, 2003
VERAVEST INVESTMENTS, INC.
January 14, 2002 - October 3, 2002
PRIME CAPITAL SERVICES, INC.
November 4, 1999 - November 30, 2001
IDS LIFE INSURANCE COMPANY
November 4, 1999 - November 30, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
August 25, 1999 - October 28, 1999
COUCH & COMPANY, INCORPORATED
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
