AQ
Adam R. Quiring
Q3 ASSET MANAGEMENT
Birmingham, MI 48009
Some features on this profile are disabled
CRD#: 3235270
AQ
Professional summary
Adam Robert Quiring, who also goes by Adam Quiring, is a registered financial advisor currently at Q3 ASSET MANAGEMENT CORPORATION located in Birmingham, Michigan.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Adam has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Quiring
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REGISTRANT IS AN INDEPENDENTLY LICENSED INSURANCE AGENT LOCATED AT THE ADVISER'S MAIN OFFICE. THE TIME SPENT ON THIS ACTIVITY MAY VARY THROUGHOUT THE YEAR BUT NORMALLY INVOLVES LESS THAN 10% OF THE REGISTRANT'S TIME.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Robert Quiring's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2013 - Present
Q3 ASSET MANAGEMENT CORPORATION
Office #1: 2175 Cole Street, Birmingham, MI 48009RIA
CRD#: 137839
Birmingham, MI
Past
October 8, 2010 - December 31, 2012
Q3 ASSET MANAGEMENT CORPORATION
RIA
CRD#: 137839
BIRMINGHAM, MI
Past
February 2, 2007 - September 25, 2009
REALTA EQUITIES, INC.
BD
CRD#: 23769
WILMINGTON, DE
Past
November 21, 2005 - May 17, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
October 8, 2003 - January 8, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
BOLINGBROOK, IL
Past
October 25, 2000 - November 8, 2001
FUNDS DISTRIBUTOR, LLC
BD
CRD#: 7174
PORTLAND, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
Q3 ASSET MANAGEMENT CORPORATION
GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT
CRD#: 137839 / SEC#: 801-77461
RIA
Registered Investment Advisory firm - (1/2/2013 Approved)Colorado
Registered Investment Advisory firm - (1/2/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)Indiana
Registered Investment Advisory firm - (2/12/2013 Terminated)Michigan
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Minnesota
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Texas
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Wisconsin
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(1/4/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
QA
Q3 ASSET MANAGEMENT CORPORATION
GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT
CRD#: 137839 / SEC#: 801-77461
RIA
Registered Investment Advisory firm - (1/2/2013 Approved)Colorado
Registered Investment Advisory firm - (1/2/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)Indiana
Registered Investment Advisory firm - (2/12/2013 Terminated)Michigan
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Minnesota
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Texas
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Wisconsin
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2175 Cole Street, Birmingham, MI 48009
Mailing Address
Phone number
(248) 566-1122
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,456 |
| AUM (Assets Under Management) | $ 727,412,337 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
