JF
Jason T. Ferree
CAPITOL SECURITIES MANAGEMENT
Wilmington, NC 28403
Some features on this profile are disabled
CRD#: 3235157
JF
Professional summary
Jason Todd Ferree, who also goes by Jason T Ferree, is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Wilmington, North Carolina.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason T Ferree
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Bridgepath Wealth Financial Advisors Investment-related: no Address: n/a Nature of the other business: LLC vehicle to report taxes Position, title, or relationship with the other business: owner Start date: 2/22/22 Approx # of hours/month you devote to the other business: 0 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: 1099 income from CSM direct deposit to Bridgepath Wealth Business account
CRS (Client Relationship Summary) - RIA
Click below to view Jason Todd Ferree's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Todd Ferree's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2022 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 1900 Eastwood Road, Unit 5, Wilmington, NC 28403RIA
BD
CRD#: 14169
Wilmington, NC
Current
February 18, 2022 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 1900 Eastwood Road, Unit 5, Wilmington, NC 28403RIA
BD
CRD#: 14169
Wilmington, NC
Past
September 30, 2011 - February 28, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WILMINGTON, NC
Past
September 30, 2011 - February 28, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WILMINGTON, NC
Past
October 23, 2009 - October 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WILMINGTON, NC
Past
October 23, 2009 - October 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILMINGTON, NC
Past
October 26, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
RALEIGH, NC
Past
October 26, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
RALEIGH, NC
Past
September 16, 2005 - October 29, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RALEIGH, NC
Past
October 1, 2000 - October 29, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RALEIGH, NC
Past
February 2, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
July 21, 1999 - November 3, 1999
COASTAL DISCOUNT STOCKBROKERS, INC.
BD
CRD#: 18237
WILMINGTON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/18/2022)
RR
Delaware(3/23/2022)
RR
Florida(2/18/2022)
RR
Georgia(2/18/2022)
RR
Illinois(2/18/2022)
RR
Nebraska(4/8/2025)
RR
Nevada(3/22/2022)
RR
North Carolina(2/18/2022)
IAR
North Carolina(2/18/2022)
RR
Ohio(2/18/2022)
RR
Pennsylvania(2/18/2022)
RR
South Carolina(2/18/2022)
RR
Texas(2/18/2022)
IAR
Texas(2/18/2022)
RR
Virginia(2/18/2022)
RR
West Virginia(2/18/2022)
RR
Wyoming(2/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
