Gene L. Elder
THRIVENT INVESTMENT MANAGEMENT
LOVELAND, CO 80538
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CRD#: 3235152
Professional summary
Gene Lee Elder, CFP® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Loveland, Colorado.
Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gene has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRAIL RIDGE PROPERTIES LLC, PARTNER, 2956 GINNALA DR. LOVELAND, CO 80538 OWNER OCCUPIED REAL ESTATE THAT CONTAINS OUR OFFICE. I AM PARTNERS WITH OTHER THRIVENT REPS, JEFF LOSH, ANDREW FLANSCHA AND BARRY ELDER. LLC FORMED MARCH 2012. 2-3 HOURS PER MONTH DEVOTED TO PROPERTY MANAGEMENT. REDLEG PROPERTIES LLC POSITION: Co-Owner NATURE: Residential real estate rental property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 1421 Curtiss Ct, Fort Collins CO 80526 DESCRIPTION: Management duties POST 22 BASEBALL FOUNDATION POSITION: Vice President NATURE: The Post 22 Foundation supports Post 22 Baseball and Baseball Parents Inc. with fundraising, long term giving strategies and endowments. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2017 ADDRESS: 902 Fulton St., Rapid City SD 57701 DESCRIPTION: This is a brand new foundation. My role will be to raise awareness and build our network of alumni, fans and supporters of Post 22 Baseball. DRAG BUNT - HARTFORD POSITION: Partner NATURE: Based on the advice of our CPA and attorney we have separated the real estate of Drag Bunt LLC and the operation of the properties in order to limit our liability exposure.All properties have property management and/or onsite management. The most recent senior living property also has a consultant hired who specializes in this area.Drag Bunt - Hartford LLC will be the operations arm of the senior living property in Hartford SD. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2021 ADDRESS: 2956 Ginnala Dr. Ste. 101, Loveland CO 80538, United States DESCRIPTION: This is a real estate investment so passive involvement is anticipated. Periodic review of financials and provide insight related to the operation. LOVELAND HIGH SCHOOL BASEBALL POSITION: Head JV Baseball Coach NATURE: JV Baseball coach for Loveland High School INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 800 S Taft Ave, Loveland CO 80537, United States DESCRIPTION: Working with the head varsity baseball coach to run practices and manage games. Season is March 1 to May 9, 2024.I will be working with Freshman, Sophomores and Juniors as they work through the baseball program at Loveland. Practice is daily from 4:15-dark with 19 games happening during the season on Tuesday, Thursday and Saturdays.
CRS (Client Relationship Summary) - RIA
Click below to view Gene Lee Elder's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gene Lee Elder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 29, 2004 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2956 Ginnala Dr, Loveland, CO 80538RIA
BD
CRD#: 18387
LOVELAND, CO
Current
June 1, 1999 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2956 Ginnala Dr, Loveland, CO 80538RIA
BD
CRD#: 18387
LOVELAND, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/15/2025)
RR
Alaska(10/26/2023)
RR
Arizona(7/17/2009)
RR
Arkansas(12/19/2023)
RR
California(10/5/2017)
RR
Colorado(2/12/2002)
IAR
Colorado(1/29/2004)
RR
Florida(6/8/2021)
RR
Idaho(10/21/2003)
RR
Illinois(5/10/2024)
RR
Iowa(10/5/2017)
RR
Kansas(9/2/2016)
RR
Massachusetts(10/10/2024)
RR
Montana(10/26/2023)
RR
Nevada(6/13/2024)
RR
New Mexico(12/19/2023)
RR
New York(7/13/2023)
RR
Oklahoma(9/26/2019)
IAR
Oklahoma(10/1/2019)
RR
Oregon(3/18/2021)
RR
Pennsylvania(4/17/2024)
RR
South Dakota(10/19/2005)
RR
Texas(10/6/2014)
IAR
Texas(10/6/2014)
RR
Utah(9/10/1999)
RR
Washington(1/25/2017)
RR
Wyoming(6/5/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
