Yuri Soang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yuri Soang was a registered financial professional .
Yuri is a previously registered financial professional and started their career in finance in 1999. Yuri had worked at 8 firms and has passed the SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2016 - November 28, 2016
CHIMERA SECURITIES, LLC
November 7, 2014 - January 30, 2015
T3 TRADING GROUP, LLC
January 30, 2012 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
April 27, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
February 12, 2008 - January 27, 2009
DIMENSION BROKERAGE, LLC
April 26, 2006 - January 28, 2008
SPECTRUM TRADING, LLC
February 27, 2004 - October 1, 2004
TRILLIUM BROKERAGE SERVICES, LLC
July 16, 1999 - October 24, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
