Anthony J. Gaiffe

ACCEL WEALTH MANAGEMENT

Cedar Rapids, IA 52411

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CRD#: 3234775

Professional summary

Anthony Joseph Gaiffe, CFP®, who also goes by Tony Gaiffe, is a registered financial advisor currently at ACCEL WEALTH MANAGEMENT located in Cedar Rapids, Iowa and INTEGRITY ALLIANCE, LLC. located in Cedar Rapids, Iowa.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Anthony has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Gaiffe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Accel Wealth Management; Investment related; 5500 Fountains Drive NE, Cedar Rapids, IA 52411; Investment advisory & fixed insurance sales; Advisor; 12/02/2019; 160 hours per month; 130 hours per security hours; Provide wealth management services to clients. 2) Prairie School Foundation Board; not investment related; 401 76th Ave. SW, Cedar Rapids, IA 52404; Educational foundation; Board Member; 09/27/2025; 4 hours per month; 0 hours during security hours; Board member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Gaiffe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 19, 2019 - Present

ACCEL WEALTH MANAGEMENT

Office #1: 5500 Fountains Drive Ne Suite 201, Cedar Rapids, IA 52411

RIA

CRD#: 286201

Cedar Rapids, IA

Current

March 11, 2019 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 5500 Fountains Drive Ne Ste 201, Cedar Rapids, IA 52411

RIA

CRD#: 139627

Cedar Rapids, IA

Past

May 1, 2013 - March 21, 2019

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

CEDAR RAPIDS, IA

Past

May 1, 2013 - March 21, 2019

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

CEDAR RAPIDS, IA

Past

October 24, 2012 - February 22, 2013

HAWKINS WEALTH MANAGEMENT

RIA

CRD#: 165615

CORALVILLE, IA

Past

October 24, 2012 - March 6, 2013

LPL FINANCIAL LLC

CRD#: 6413

CORALVILLE, IA

Past

August 2, 2012 - October 26, 2012

SII INVESTMENTS, INC.

RIA

CRD#: 2225

CORALVILLE, IA

Past

August 2, 2012 - October 26, 2012

SII INVESTMENTS, INC.

CRD#: 2225

CORALVILLE, IA

Past

January 3, 2012 - July 30, 2012

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

PHOENIX, AZ

Past

January 4, 2007 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

September 23, 2005 - July 16, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

April 25, 2001 - February 10, 2005

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

TAMPA, FL

Past

June 28, 1999 - February 9, 2005

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCEL WEALTH MANAGEMENT

ACCEL WEALTH MANAGEMENT | ACCEL WEALTH MANAGEMENT, LLC | ACCEL WEALTH MANAGEMENT LLC

CRD#: 286201 / SEC#: 801-108814

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/11/2019)

Arkansas
(9/28/2023)

Colorado
(7/2/2019)

Florida
(3/11/2019)

Illinois
(9/28/2023)

Iowa
(3/11/2019)

IAR

Iowa
(3/19/2019)

Michigan
(1/17/2024)

Minnesota
(3/25/2019)

Missouri
(3/11/2019)

Montana
(3/17/2021)

Nebraska
(3/11/2019)

Nevada
(3/2/2021)

North Carolina
(1/30/2025)

Washington
(9/28/2023)

Wisconsin
(11/21/2023)

Wyoming
(3/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/25/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ACCEL WEALTH MANAGEMENT

ACCEL WEALTH MANAGEMENT | ACCEL WEALTH MANAGEMENT, LLC | ACCEL WEALTH MANAGEMENT LLC

CRD#: 286201 / SEC#: 801-108814

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

301 Oak Ridge Circle, Waverly, IA 50677

Mailing Address

Phone number

(319) 596-1101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 043025 (4/30/2025)

Regulatory assets under management

Total Number of Accounts	2,570
AUM (Assets Under Management)	$ 973,955,257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony J. Gaiffe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Gaiffe's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

HAWKINS WEALTH MANAGEMENT

LPL FINANCIAL LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ACCEL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2000

Series 63

Date: 8/12/1999

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2000

Series 6

Date: 6/25/1999

FINRA

Current Firm

ACCEL WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCEL WEALTH MANAGEMENT

TRUST BUT VERIFY

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