Gordon L. Cannoles

CANNOLES ASSET MANAGEMENT

Dalworthington Gardens, TX 76013

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CRD#: 3234685

Professional summary

Gordon Leroy Cannoles II, who also goes by Gordon Cannoles, is a registered financial advisor currently at CANNOLES ASSET MANAGEMENT, INC. located in Dalworthington Gardens, Texas.

Gordon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gordon has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gordon Cannoles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since September 1983 I have been self-employed as a Certified Public Accountant doing bookkeeping and income tax work (no investment-related activity). The current business location is 2309 Roosevelt Drive, Suite A, Dalworthington Gardens, TX 76016.I currently work an average of 80 hours a month as a CPA and I have the flexibility to meet with asset management clients at my discretion. I have access to the internet during the security trading hours and can make trades whenever needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordon Leroy Cannoles II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2002 - Present

CANNOLES ASSET MANAGEMENT, INC.

Office #1: 2309 Roosevelt Drive, Suite A, Dalworthington Gardens, TX 76013

RIA

CRD#: 120828

Dalworthington Gardens, TX

Past

January 2, 2001 - February 27, 2003

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

ARLINGTON, TX

Past

February 4, 2000 - April 26, 2002

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/14/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/3/2000

General Securities Representative Examination

Current Firm

CANNOLES ASSET MANAGEMENT, INC.

CRD#: 120828 / SEC#:

Texas

Registered Investment Advisory firm - (8/14/2002 Approved)

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Contact information

Main Address

2309 Roosevelt Drive Suite A, Dalworthington Gardens, TX 76016-5866

Mailing Address

Phone number

(817) 350-6507

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 5,218,778

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gordon L. Cannoles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordon Leroy Cannoles II's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANNOLES ASSET MANAGEMENT, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2000

Series 63

Date: 10/30/1999

Series 7

Date: 2/3/2000

Current Firm

CANNOLES ASSET MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CANNOLES ASSET MANAGEMENT, INC.

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