Bryon J. Decker
Professional summary
Bryon Jon Decker is a registered financial advisor currently at OSAIC WEALTH, INC. located in Scottsdale, Arizona and OSAIC ADVISORY SERVICES, LLC located in Scottsdale, Arizona.
Bryon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Bryon has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bryon Jon Decker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bryon Jon Decker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255November 8, 2024 - Present
OSAIC ADVISORY SERVICES, LLC
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255March 18, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255September 12, 2014 - November 8, 2024
ARBOR POINT ADVISORS
December 16, 2008 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
March 12, 2004 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
February 24, 2004 - June 14, 2024
SECURITIES AMERICA, INC.
March 28, 2003 - February 26, 2004
AMUNDI DISTRIBUTOR US, INC.
May 31, 2002 - October 21, 2002
QA3 FINANCIAL LLC
May 3, 2002 - October 21, 2002
QA3 FINANCIAL CORP.
April 25, 2000 - November 27, 2001
MORGAN STANLEY DW INC.
March 30, 2000 - April 25, 2000
QUEST CAPITAL STRATEGIES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2024)
(6/14/2024)
(6/14/2024)
Exams
Series 52TO
Date: 3/18/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
