Alan F. Mccormack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Francis Mccormack Mr, who also goes by Alan Francis Mccormack, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1999. Alan had worked at 5 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2025 - May 13, 2025
STANDARD NEW YORK, INC.
October 11, 2017 - December 15, 2022
JEFFERIES LLC
June 1, 2009 - August 3, 2017
MORGAN STANLEY
September 12, 2006 - August 3, 2017
MORGAN STANLEY & CO. LLC
September 20, 2005 - September 5, 2006
CITIGROUP GLOBAL MARKETS INC.
May 21, 2001 - July 21, 2005
MORGAN STANLEY & CO. LLC
August 18, 1999 - December 21, 2000
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
STANDARD NEW YORK, INC.
CRD#: 173725 / SEC#: , 8-69552
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD BANK GROUP LIMITED | DIRECT OWNER | |
| DE ZILVA, DERICK PATRICK DIMITRI | DIRECTOR/CEO | 7764495 |
| HALLER, GUIDO ANDRE | NON-EXECUTIVE DIRECTOR | 8001496 |
| HARRINGTON, MAUREEN ANN | DIRECTOR | 5649782 |
| LANCASTER, TIM JAMES | NON-EXECUTIVE DIRECTOR | 6627125 |
| NAVEED, HASNAIN | FINOP / PFO / POO | 7004810 |
| SIMOGLOU, ALEXANDROS | CCO, AMLCO | 7649246 |
Red Flags
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