Jill R. Malandrino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jill Rebecca Malandrino, who also goes by Jill Rebecca Novick, was a registered financial professional .
Jill is a previously registered financial professional and started their career in finance in 1999. Jill had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2012 - January 22, 2016
EMPIRE EXECUTIONS, INC.
June 11, 2009 - July 15, 2010
KERN, SUSLOW SECURITIES, INC.
May 16, 2005 - July 20, 2007
PRUDENTIAL EQUITY GROUP, LLC
February 21, 2003 - September 8, 2003
CENTAURUS FINANCIAL, INC.
February 1, 2001 - January 14, 2003
H.C.WAINWRIGHT & CO., LLC
September 29, 2000 - January 29, 2001
CITIGROUP GLOBAL MARKETS INC.
April 20, 2000 - July 5, 2000
CIBC WORLD MARKETS CORP.
June 21, 1999 - May 4, 2000
PNC BROKERAGE CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPIRE EXECUTIONS, INC.
CRD#: 44957 / SEC#: , 8-50913
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COSTA, PETER PATRICK | CEO/CCO/COO/PRESIDENT/TREASURER/ SHAREHOLDER/GENERAL SECURITIES PRINCIPAL | 1299571 |
| FRANCO, RONALD F | VICE PRESIDENT/SHAREHOLDER | 4308229 |
| SCARDINO, RICHARD J. | SECRETARY/SHAREHOLDER | 3236242 |
| SCARRY, MICHAEL THOMAS | VICE PRESIDENT/SHAREHOLDER | 4173312 |
| STAMOVA, ILINA S | CFO/FINOP | 5500851 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
