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Jill Rebecca Malandrino

CRD# 3234372·Registered 1999 - 2016
Previously Registered: Being a previously registered professional could mean that Jill is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jill Rebecca Malandrino, who also goes by Jill Rebecca Novick, was a registered financial advisor. Jill was a previously registered financial professional and started their career in finance 1999 - 2016. Jill had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jill Rebecca Novick

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

EMPIRE EXECUTIONS, INC.·CRD# 44957
BD
New York, NY
April 9, 2012 - January 22, 2016
KERN, SUSLOW SECURITIES, INC.·CRD# 24755
BD
New York, NY
June 11, 2009 - July 15, 2010
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
May 16, 2005 - July 20, 2007
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Anaheim, CA
February 21, 2003 - September 8, 2003
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
February 1, 2001 - January 14, 2003
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 29, 2000 - January 29, 2001
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
April 20, 2000 - July 5, 2000
PNC BROKERAGE CORP·CRD# 34671
BD
Pittsburgh, PA
June 21, 1999 - May 4, 2000

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Current Firm

EE
EMPIRE EXECUTIONS, INC.

ECKHART & CO., INC. | EMPIRE EXECUTIONS, INC.

CRD#: 44957 / SEC#: 8-50913
BD
Terminated by SEC on 09/14/2018

Contact Information

Established

New York since 03/04/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COSTA, PETER PATRICKCEO/CCO/COO/PRESIDENT/TREASURER/ SHAREHOLDER/GENERAL SECURITIES PRINCIPAL1299571
FRANCO, RONALD FVICE PRESIDENT/SHAREHOLDER4308229
SCARDINO, RICHARD J.SECRETARY/SHAREHOLDER3236242
SCARRY, MICHAEL THOMASVICE PRESIDENT/SHAREHOLDER4173312
STAMOVA, ILINA SCFO/FINOP5500851

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1999About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2003About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Mar 2003About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Mar 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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