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Amy L. Delauter

KOOMAN & ASSOCIATES
ALTOONA, PA 16602
Some features on this profile are disabled
CRD#: 3233869
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Professional summary

Amy Lynn Delauter, who also goes by Amy Lynn Dillon, Amy Lynn Dillon, is a registered financial advisor currently at KOOMAN & ASSOCIATES located in Altoona, Pennsylvania.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Amy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Amy Lynn Dillon | Amy Lynn Dillon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lynn Delauter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2022 - Present

KOOMAN & ASSOCIATES

Office #1: 517 S. Logan Blvd., Altoona, PA 16602
RIA
CRD#: 322163
ALTOONA, PA
Past

April 2, 2012 - October 13, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
ALTOONA, PA
Past

August 5, 2005 - October 11, 2011

KOOMAN & ASSOCIATES, INC.

RIA
CRD#: 131470
ALTOONA, PA
Past

November 9, 1999 - October 13, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ALTOONA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
K&
KOOMAN & ASSOCIATES
KOOMAN & ASSOCIATES

CRD#: 322163 / SEC#: 801-126429

RIA
Registered Investment Advisory firm - (12/9/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(10/1/2022)
IAR
Texas
(10/3/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/8/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/23/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/8/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/22/2005
General Securities Principal Examination

Current Firm

K&
KOOMAN & ASSOCIATES
KOOMAN & ASSOCIATES

CRD#: 322163 / SEC#: 801-126429

RIA
Registered Investment Advisory firm - (12/9/2022 Approved)
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Contact information

Main Address
517 S. Logan Blvd., Altoona, PA 16602
Mailing Address
Phone number
(814) 941-4800
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts1,256
AUM (Assets Under Management)$ 472,380,778

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOOMAN & ASSOCIATES

CRD#: 322163Altoona, PA 16602

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