Daniel S. Fay
Professional summary
Daniel Stephen Fay, who also goes by Daniel Fay, Dan Fay, is a registered financial advisor currently at STADION MONEY MANAGEMENT, LLC located in North Andover, Massachusetts.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Stephen Fay's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2019 - Present
STADION MONEY MANAGEMENT, LLC
May 1, 2014 - February 20, 2015
MML DISTRIBUTORS, LLC
December 15, 2011 - May 1, 2014
MML INVESTORS SERVICES, LLC
October 10, 2005 - November 28, 2011
NYLIFE DISTRIBUTORS LLC
June 15, 2004 - May 12, 2005
NYLIFE DISTRIBUTORS LLC
September 7, 1999 - June 15, 2004
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/11/2019)
Exams
Current Firm
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 47,926 |
| AUM (Assets Under Management) | $ 2,468,297,204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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