Lisa A. Patterson

ALTITUDE FINANCIAL PLANNING

Big Bear Lake, CA

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CRD#: 3233520

Professional summary

Lisa Ann Patterson is a registered financial advisor currently at ALTITUDE FINANCIAL PLANNING located in Big Bear Lake, California.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lisa has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In my capacity as a Certified Public Accountant I am also engaged in the businesses of tax preparation, accounting consulting and providing certain other non-financial administrative services to small businesses. These other businesses are conducted through Altitude Financial Planning, not through a separate business. As such, please refer to Section 1 for the business name and address and for my position title and start date. I spend approximately 45 hours per month on these other lines of businesses combined. The hours spent on these other lines of business are primarily during securities trading hours, however, as Altitude Financial Planning does not take custody of financial planning client assets or have discretionary authority over financial planning client accounts, I do not do any trading of securities on behalf of financial planning clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Patterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2010 - Present

ALTITUDE FINANCIAL PLANNING

RIA

CRD#: 151811

Big Bear Lake, CA

Past

August 2, 1999 - December 31, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/30/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALTITUDE FINANCIAL PLANNING

CRD#: 151811 / SEC#:

California

Registered Investment Advisory firm - (2/11/2010 Approved)

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Contact information

Main Address

Big Bear Lake, CA

Mailing Address

Po Box 412, Big Bear Lake, CA 92315-0412

Phone number

(866) 891-8746

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa A. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTITUDE FINANCIAL PLANNING

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/2009

Series 63

Date: 7/6/1999

Series 6

Date: 7/30/1999

Current Firm

ALTITUDE FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

ALTITUDE FINANCIAL PLANNING

TRUST BUT VERIFY

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