Stephen D. Travale
Professional summary
Stephen Don Travale was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Stephen had worked at 4 firms, which includes MARTINEZ-AYME SECURITIES, CP CAPITAL SECURITIES, JWGENESIS SECURITIES INC., GKN SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2001 - November 26, 2001
MARTINEZ-AYME SECURITIES
July 24, 2001 - August 6, 2001
CP CAPITAL SECURITIES
November 9, 1999 - February 15, 2000
JWGENESIS SECURITIES, INC.
July 14, 1999 - November 12, 1999
GKN SECURITIES CORP.
June 7, 1999 - July 1, 1999
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MARTINEZ-AYME SECURITIES
CRD#: 109838 / SEC#: , 8-53108
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
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