FJ
Fredrick L. Jackson
WESTPARK WEALTH ADVISORS
Houston, TX 77077
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CRD#: 3232885
FJ
Professional summary
Fredrick Lee Jackson, who also goes by Fred Jackson, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Houston, Texas and CALTON & ASSOCIATES, INC. located in Houston, Texas.
Fredrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Fredrick has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fred Jackson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No. 1) Name of Business: Tri-Vest Financial. Non-Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: DBA Investment Manager. Position/Title/Relationship: Owner. Start Date: 08/07/2007. Hours per month: 80. Hours per month during Securities trading hours: 80. Duties/Responsibilities: This DBA is for business and expense purposes. No. 2) Name of Business: Westpark Wealth Advisors. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: Investment Advisor. Position/Title/Relationship: IAR. Start Date: 03/01/2020. Hours per month: 20. Hours per month during Securities trading hours: 10. Duties/Responsibilities: Investment Advisor. No. 3) Name of Business: H&R Block. Non-investment related. Address: 6134 Westheimer Rd, Houston, TX 77057. Nature of Business: Tax Preparer. Position/Title/Relationship: Employee. Start Date: 09/15/2024. Hours per month: 60. Hours per month during Securities trading hours: 3. Duties/Responsibilities: File tax returns, ensure compliance and offer tax planning. Services include tax planning, filing, and audit support. No. 4) Aspire LLC; Non-Investment related; 4635 Sundown Ct, Missouri City, TX 77459; Multi-family asset management and investing; Partner; Start Date: 7/1/2025; Hours/month: 120; Hours/month during securities trading hours: 80; Asset Manager and Underwriter.
CRS (Client Relationship Summary) - RIA
Click below to view Fredrick Lee Jackson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2020 - Present
WESTPARK WEALTH ADVISORS, INC.
Office #1: 13111 Westheimer Rd. Suite 475, Houston, TX 77077RIA
CRD#: 130914
Houston, TX
Current
November 9, 2017 - Present
CALTON & ASSOCIATES, INC.
Office #1: 13111 Westheimer Road Suite 475, Houston, TX 77077RIA
BD
CRD#: 20999
Houston, TX
Past
August 17, 2006 - November 9, 2017
IMS SECURITIES, INC.
BD
CRD#: 35567
HOUSTON, TX
Past
November 12, 1999 - August 21, 2006
TRI-STAR FINANCIAL
BD
CRD#: 32458
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/5/2018)
RR
California(2/25/2019)
RR
Colorado(11/9/2017)
RR
Florida(11/30/2018)
IAR
Florida(2/14/2022)
RR
Indiana(11/21/2017)
IAR
Indiana(2/9/2022)
RR
Louisiana(6/24/2019)
RR
New Jersey(11/9/2017)
RR
North Dakota(10/29/2018)
RR
Oklahoma(4/5/2018)
RR
Pennsylvania(7/18/2019)
RR
South Carolina(4/5/2018)
RR
Texas(11/9/2017)
IAR
Texas(2/3/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
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Contact information
Main Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Mailing Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Phone number
(713) 266-2993
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
