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DF

Derek T. Fujikawa

INFINITY FINANCIAL SERVICES
San Jose, CA
Some features on this profile are disabled
CRD#: 3232775
DF

Professional summary

Derek Teruo Fujikawa, CFP®, who also goes by Derek Fujikawa, is a registered financial professional currently at INFINITY FINANCIAL SERVICES located in San Jose, California.

Derek is registered as a RR (Registered Representative) and started their career in finance in 1999. Derek has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Derek Fujikawa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Teruo Fujikawa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 29, 2014 - Present

INFINITY FINANCIAL SERVICES

BD
CRD#: 144302
San Jose, CA
Past

April 18, 2020 - December 31, 2025

INFINITY FINANCIAL SERVICES ADVISORY

RIA
CRD#: 304981
OAKLAND, CA
Past

September 2, 2014 - December 31, 2020

INFINITY FINANCIAL SERVICES

RIA
CRD#: 144302
OAKLAND, CA
Past

June 10, 2009 - August 14, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN JOSE, CA
Past

June 9, 2009 - August 14, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

October 18, 1999 - June 19, 2009

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
SAN JOSE, CA
Past

August 12, 1999 - June 19, 2009

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
SAN JOSE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/29/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/13/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IF
INFINITY FINANCIAL SERVICES
INFINITY FINANCIAL SERVICES | MAR VISTA INSURANCE AGENCY DBA INFINITY FINANCIAL SERVICES | INFINITY SECURITIES, INC. | INFINITY FINANVIAL SERVICES

CRD#: 144302 / SEC#: , 8-67647

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
212 9th Street Suite 202, Oakland, CA 94607
Phone number
(510) 588-8000
Established
California since 01/17/2007
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GILBERT, GREGORY BURTONPRESIDENT, CHIEF COMPLIANCE OFFICER, SROP/CROP, MUNICIPAL PRINCIPAL3119457
PALICA, ANETA MARTAFINOP7948716

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INFINITY FINANCIAL SERVICES

CRD#: 144302San Jose, CA

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