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Derek T. Fujikawa
INFINITY FINANCIAL SERVICES ADVISORY
Oakland, CA 94607
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CRD#: 3232775
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Professional summary
Derek Teruo Fujikawa, CFP®, who also goes by Derek Fujikawa, is a registered financial advisor currently at INFINITY FINANCIAL SERVICES ADVISORY located in Oakland, California and INFINITY FINANCIAL SERVICES located in San Jose, California.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Derek has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek Fujikawa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fujikawa & Associate, CPA, Not investment related, 2379 Markham Ave, San Jose, CA 95125, Owner, Meet with clients, prepare tax returns, accounting services, August 1997, 150 hours per month, 7 during trading hours. 2. Fujikawa & Associates, Not investment related, 2379 Markham Ave, San Jose, CA 95125, Managing Partner DBA, 06/09/2009, 150 hours per month, 7 during trading hours. 3. Fujikawa Properties LLC, Not Investment related, 2379 Markham Ave San Jose, CA 95125, Set up to hold the rental properties, I am the only member of the LLC, 2020, 1-2 hours per month, Less than 1 hour per month during trading hours, Duties are mostly bookkeeping. Once in a while coordinating with vendors, but the property manager handles the vast majority of that.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Teruo Fujikawa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 18, 2020 - Present
INFINITY FINANCIAL SERVICES ADVISORY
Office #1: 212 9th Street Suite 202, Oakland, CA 94607RIA
CRD#: 304981
Oakland, CA
Current
August 29, 2014 - Present
INFINITY FINANCIAL SERVICES
BD
CRD#: 144302
San Jose, CA
Past
September 2, 2014 - December 31, 2020
INFINITY FINANCIAL SERVICES
RIA
CRD#: 144302
OAKLAND, CA
Past
June 10, 2009 - August 14, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN JOSE, CA
Past
June 9, 2009 - August 14, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
October 18, 1999 - June 19, 2009
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SAN JOSE, CA
Past
August 12, 1999 - June 19, 2009
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SAN JOSE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC
CRD#: 304981 / SEC#: 801-117719
RIA
Registered Investment Advisory firm - (12/5/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/29/2014)
IAR
California(4/18/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC
CRD#: 304981 / SEC#: 801-117719
RIA
Registered Investment Advisory firm - (12/5/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
Phone number
(510) 588-8000
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 150,097,662 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
