Fritz Louis-charles
Professional summary
Fritz Louis-charles, who also goes by Fritz Louischarles Jr, Fritz Lovidcharles, is a registered financial professional currently at APEX CLEARING CORPORATION located in Dallas, Texas and APEX FINTECH BROKERAGE SERVICES located in Dallas, Texas.
Fritz is registered as a RR (Registered Representative) and started their career in finance in 1999. Fritz has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fritz Louis-charles's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2015 - Present
APEX CLEARING CORPORATION
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201Office #2: 2010 E. 6th St., Austin, TX 78702January 21, 2025 - Present
APEX FINTECH BROKERAGE SERVICES
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201Office #2: 2010 E 6th St., Austin, TX 78702October 8, 2014 - September 10, 2015
J.P. MORGAN CLEARING CORP.
March 25, 2011 - September 22, 2014
TD AMERITRADE CLEARING, INC.
May 19, 2010 - March 25, 2011
TD AMERITRADE CLEARING, INC.
November 4, 1999 - September 22, 2014
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX FINTECH BROKERAGE SERVICES
CRD#: 305818 / SEC#: , 8-70414
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
APEX FINTECH BROKERAGE SERVICES
CRD#: 305818Dallas, TX 75201TRUST BUT VERIFY
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