Catherine A. Makstenieks
Professional summary
Catherine Ann Makstenieks, who also goes by Catherine A Dukeman, Catherine Ann Dukeman, Katie Ann Makstenieks, is a registered financial professional currently at ATOMIC BROKERAGE LLC located in New York, New York.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 1999. Catherine has worked at 13 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 55, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Ann Makstenieks's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2023 - Present
ATOMIC BROKERAGE LLC
Office #1: 107 Greenwich Street 21st Floor, New York, NY, 10006April 13, 2022 - June 6, 2023
OPEN TO THE PUBLIC INVESTING, INC.
September 29, 2020 - March 31, 2022
ACORNS SECURITIES, LLC
January 27, 2016 - July 15, 2020
DELOITTE CORPORATE FINANCE LLC
June 6, 2012 - January 23, 2014
GCP SECURITIES, LLC
January 25, 2012 - January 23, 2014
PAGEMILL PARTNERS, LLC
July 13, 2011 - August 20, 2012
GCP SECURITIES, INC.
December 5, 2006 - January 15, 2016
KROLL SECURITIES LLC
February 22, 2006 - August 4, 2006
OCTEG, LLC
September 12, 2002 - June 4, 2003
MORGAN STANLEY & CO. LLC
April 2, 2002 - September 4, 2002
PRUDENTIAL EQUITY GROUP, LLC
October 27, 2000 - August 23, 2001
UBS CAPITAL MARKETS L.P.
October 29, 1999 - November 15, 2000
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/5/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/26/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
ATOMIC BROKERAGE LLC
CRD#: 315263 / SEC#: , 8-70799
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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