Daniel G. Stephen
Professional summary
Daniel Gerard Stephen JR, who also goes by Daniel Gerard Stephen, Dan Stephen, is a registered financial advisor currently at SERVATUS CAPITAL located in Naples, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 3 firms and has passed the Series 65, Series 66, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Gerard Stephen JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2021 - Present
SERVATUS CAPITAL
Office #1: 999 Vanderbilt Beach Road Suite 707, Naples, FL 34108December 20, 2007 - February 11, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 20, 2007 - February 11, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 21, 2006 - December 3, 2007
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
SERVATUS CAPITAL
CRD#: 311428 / SEC#: 801-132631
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/5/2021)
(3/26/2021)
Exams
Current Firm
SERVATUS CAPITAL
CRD#: 311428 / SEC#: 801-132631
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 109,664,510 |
Red Flags
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